What is required in the ISM Code certification process?

• A. Certification of an SMS and regular third-party audits.
• B. Autonomous self-certification with no external audits
• C. Only quarterly internal audits
• D. No certification required

Answer: (A)

ISM Code certification centers on having an approved Safety Management System and having it verified by external auditors. The Safety Management System is the structured set of procedures the company uses to ensure safe operation of ships and prevention of pollution, and it must be approved by the flag state. After this SMS is established, the company and the vessel receive a Document of Compliance and a Safety Management Certificate, respectively, following initial verification by a Recognized Organization acting on behalf of the flag state. Ongoing compliance is maintained through regular third‑party audits conducted by that Recognized Organization, with surveillance and renewal audits over time. Self-certification or relying only on internal audits does not meet the certification requirements.